Business Medication

Family Business Succession Mediation

The business can survive the handover. Most of the ones that fail were never argued out loud.

Private mediation for families deciding who runs the company, who owns it, and how the relatives who are not involved are treated fairly, with a neutral who understands both the estate plan and the business behind it.

Planning for Ownership and Leadership

Succession is two problems wearing one coat. There is the ownership question, which is legal and financial, and the leadership question, which is about who is trusted to run the thing. Families routinely solve the first and leave the second unspoken, then discover at the worst possible moment that nobody agreed.

The most common version looks like this. One child has worked in the business for fifteen years. Two have not. The founder wants to be fair to all three and does not want to break the company to do it. Nobody has said out loud what "fair" means, so everyone has quietly decided on a different answer.

A version of this also arrives after a death, when a business passes to people who have never run it and cannot agree on whether to keep it, sell it or hire someone.

Mediation gets those conversations into one room with a structure and a deadline. The aim is not a compromise everybody resents. It is a settlement that the business can actually operate under: who holds voting control, who receives value, how the non-involved family are provided for, and what happens if someone wants out later.


What this covers

Business Succession and Family Governance

I.

Who takes over

Leadership succession where more than one family member expects it, or where nobody does.


II.

Ownership versus control

Separating economic value from voting power, so those who are not running the business can still be provided for.


VI.

Founder transition

A founder who intends to step back but has not, and a successor who has stopped waiting.

III.

Fairness between siblings

Balancing the child in the business against those outside it, using life insurance, other assets or non-voting interests.


IV.

Buy-sell disagreements

Valuation formulas that are out of date, funding that no longer works, and triggering events the family has never discussed.

V.

Deadlocked co-owners

Siblings who inherited the business together and cannot agree on direction, distributions or a sale.

What Is Included

Professional Advisor Coordination

I.

Joint and Private Sessions

A private intake call with each party before the session


II.

Flexible Mediation Sessions

A review of the trust, amendments, accountings and correspondence at issue


VI.

Professional Coordination

Coordination with each party's attorney, CPA or financial advisor where the settlement has tax or administration consequences

III.

Document Review

A half-day or full-day session, in person in Marina Del Rey or by secure video


IV.

Joint and Private Sessions

Joint and separate sessions, whichever the parties are willing to do

V.

Written Settlement Agreement

A written settlement agreement drafted on the day, prepared to satisfy California Evidence Code section 1123

 Business Mediation

Protecting the Business Through Mediation

I.

Litigation can take the business down with it

Shareholder disputes consume the management attention the company needs to trade, and the legal costs come out of the same business everyone is fighting over.


II.

A court cannot design a succession plan

A judge can order a buyout or dissolution. It cannot build the staged handover, the earn-out or the governance structure a family actually needs.


III.

It is confidential

Filed disputes are public, and customers, lenders and key employees read them. Mediation is confidential under California Evidence Code sections 1115 to 1128.

IV.

Valuation stops being a weapon

In mediation the parties can agree a single neutral valuation rather than funding two opposing experts.

WHY WORK WITH ME

Where Business and Estate Planning Meet

Family business disputes sit on the line between company law and estate planning, and they are usually mishandled by someone who only knows one side.

I spent over a decade in trusts and estates, including at an established California firm, then went in-house at a registered investment adviser, where I saw how family wealth, a private company and an estate plan actually interact. I have been named to Best Lawyers: Ones to Watch in Trusts and Estates. I understand what a buy-sell does at death, how a trust holds business interests, what a transfer costs in tax, and why a valuation formula written in 2009 no longer describes the company.

In mediation I am a neutral. I do not represent any party or the company, and I do not give legal advice in that role. Each party is free to bring their own attorney, and where an operating business is involved I would expect corporate counsel to be close to the process.

How It Works

A Structured Path Forward

I.

Free consultation

A short call with whichever party reaches out first. I explain the process, check for conflicts and confirm mediation is the right fit.


II.

Agreement to mediate

All parties sign an agreement covering confidentiality, fees and format. I then hold a private intake call with each side.


III.

The session

Half a day or a full day. Opening statements if the parties want them, then joint discussion and private sessions as needed.

IV.

The agreement

If you settle, I draft the settlement terms before anyone leaves. If you settle in part, you leave with the remaining issues narrowed and a plan for them.

FREQUENTLY ASKED QUESTIONS

Common questions before booking

BOOK A FREE CONSULTATION

Start With a Conversation

If a trust dispute is building in your family, the cheapest moment to deal with it is now, before positions harden and before the legal fees start coming out of the trust. Call 310.853.2667, email info@honeybrookslaw.com, or use the booking form.